Technical Information - Introduction to Oil Analysis  BackPrint
 
 Introduction
 

Oil analysis is a series of laboratory tests used to evaluate the condition of lubricants and equipment components. By studying the results of the oil analysis tests, a determination of both equipment and oil condition can be made. Primarily, this is possible because of the cause- and-effect relationship of the condition of the lubricant to the condition of the component sampled. Some of these cause-and-effect situations are outlined below.
 

Oil performs several vital functions with many of them being interrelated. The ability of the oil to perform as designed can be determined by oil analysis. Following is a list of some primary lubricant functions that can be evaluated:
 

  • Friction control
  • Contaminant control
  • Hydraulic pressure
  • Temperature control
  • Corrosion control
  • Shock control
  • Wear control
  • Sealing function
  •  
     

    Today, oil analysis programs use modern technology and laboratory instruments to determine equipment condition and lubricant serviceability. Oil analysis uses state of the art equipment and can provide the user with valuable information which can lead to greater equipment reliability.

     
     Contents
     
    1. Viscosity
    2. Water/Coolant Contamination
    3. Fuel Dilution
    4. Solids
    5. Soot
    6. Oxidation
    7. Nitration
    8. TAN [Total Acid Number]
    9. TBN [Total Base Number]
    10. Particle Count
    11. Wear Metal Analysis
    12. Wear Metals
    13. Additives
    14. Contaminants

     Viscosity

     

    Viscosity is one of the most important properties of lubricating oil. Viscosity is a measurement of resistance to flow at a specific temperature relative to time. The two most common temperatures for lubricating oil viscosity are 40°C and 100°C. Viscosity is normally evaluated with a kinematic method and reported in centistokes (cSt). In used oil analysis, the used oil’s viscosity is compared to that of the new oil to determine whether excessive thinning or thickening has occurred.
     

    Viscosity Index (VI) is the change in flow rate of a lubricant with respect to temperature. Oil with a high VI resists thinning at high temperatures. Use of high VI oil is recommended in engines and other systems that operate at elevated temperatures.
     

    Cause Effect Solution
     
    High Viscosity
     

    Contamination soot/solids
     

    Incomplete combustion-A/F ratio
     

    Oxidation degradation
     

    Leaking head gaskets
     

    Extended oil drain interval
     

    High operating temperature
     

    Improper oil grade
     

    Low Viscosity
     

    Additive shear
     

    Fuel dilution
     

    Improper oil grade
     

    High Viscosity
     

    Increased operating costs
     

    Engine overheating
     

    Restricted oil flow
     

    Accelerated wear
     

    Oil filter by-passed
     

    Harmful deposits/sludge
     

    Low Viscosity
     

    Engine overheating
     

    Poor lubrication
     

    Metal-to-metal contact
     

    Increased operating costs
     

    Check air-to-fuel ratio
     

    Check for incorrect oil grade
     

    Inspect internal seals
     

    Check operating temperature
     

    Check with lube supplier for advice
     

    Check for leaking injectors
     

    Evaluate equipment use vs. design
     

    Evaluate operating conditions
     

    Use trained operators
     

    Change oil and filters
     

    Check for loose fuel crossover lines
     

     Water/Coolant Contamination

     

    Water in an engine may be an indication of internal coolant leaks – a leaking head gasket, a cracked head or sleeves, or from external contamination - condensation of ambient atmospheric humidity, or from internal. Although water is typically evaporated by engines at normal operating temperatures, water may remain in the oil when engine temperatures are too low for evaporation to occur.
     

    Oil analysis can effectively indicate the presence of water or coolant contamination before a major problem occurs. Infrared analysis is used to determine water content in used oil and these results are reported in percent volume. The Karl Fischer method is used to measure water in systems that are sensitive to low moisture content and these “KF” results are reported in ppm.
     

    Cause Effect Solution
     
    Low operating temperature
     

    Defective seals
     

    New oil contamination
     

    Coolant leak
     

    Improper storage
     

    Cracked head
     

    Weather/moisture
     

    Product of combustion
     

    Oil cooler leak
     

    Engine failure
     

    High viscosity
     

    Poor lubrication
     

    Corrosion
     

    Engine overheating
     

    Acid formation
     

    Weld spots
     

    Reduced additive effectiveness
     

    Tighten head bolts
     

    Check head gaskets
     

    Inspect for cracked head
     

    Inspect heat exchanger and oil coolers
     

    Evaluate operating conditions
     

    Evaluate equipment use vs. design
     

    Avoid intermittent use
     

    Check for external water/moisture sources
     

    Change oil filter
     

     Fuel Dilution

     

    Fuel dilution of crankcase oil by unburned fuel can reduce lubricant viscosity and decrease its effectiveness. Thinning of the lubricant leads to decreased lube film strength and adds to the risk of abnormal wear. Depending on certain variables, when fuel dilution of crankcase oil exceeds 2.5 to 5%, corrective action should be taken. Fuel dilution is measured by gas chromatography with results reported in percent volume.
     

    Cause Effect Solution
     
    Incorrect air/fuel ratio – Dirty Air Cleaner
     

    Extended idling
     

    Stop-and-go driving
     

    Defective injectors
     

    Inoperative carburetor choke
     

    Incomplete combustion
     

    Incorrect timing
     

    Metal-to-metal contact
     

    Poor lubrication; oil thinning
     

    Increased overall wear
     

    Piston ring wear
     

    Decreased additive effectiveness
     

    Risk of fire or explosion
     

    Reduced fuel economy
     

    Decreased oil pressure
     

    Reduced engine performance
     

    High operating cost
     

    Shortened engine life
     

    Check fuel lines, worn piston rings, leaking injectors/seals, pumps
     

    Analyze driving/operating conditions
     

    Check spark timing
     

    Avoid prolonged idling
     

    Change oil and filter more frequently
     

    Evaluate equipment and use vs. design
     

    Check fuel quality
     

    Repair/replace worn parts
     

     Solids

     

    Solids Content represents all solid and solid-like constituents in the lubricant. The makeup of solids depends on the system. In diesel engines, fuel soot is usually the major constituent measured. In non-diesel components, wear debris and oil oxidation products are measured. All solid material is measured and reported as a percentage of sample volume or weight.
     

    Cause Effect Solution
     
    Extended oil drain interval
     

    Environmental debris
     

    Wear debris
     

    Oxidation by-products
     

    Filter leaking or dirty
     

    Fuel soot
     

    Shorter engine life
     

    Filter plugging
     

    Poor lubrication
     

    Engine deposits
     

    Sludge formation
     

    Accelerated wear
     

    Decreased oil flow
     

    Lacquer build-up
     

    Drain oil, flush system
     

    Eliminate source of environmental debris
     

    Evaluate equipment use vs. design
     

    Evaluate operating conditions
     

    Reduce oil drain intervals
     

    Change filter
     

     Fuel Soot

     

    Fuel soot or carbon and is always found in diesel engine oil. Laboratory testing is used to determine the quantity of fuel soot in used oil samples. Stringent exhaust emission regulations have placed greater emphasis on fuel soot levels. One of the most significant impacts of reduced emissions is control of particulate emissions, which resulted in greater soot levels in the crankcase. The fuel soot level is a good indicator of engine combustion efficiency and should be monitored on a regular basis for possible maintenance action. It is interesting to note that engine soot is up to 85% as hard as diamond and if not kept within reasonable limits can have a very high abrasive result on the engine.
     

    Cause Effect Solution
     
    Improper air/fuel ratio
     

    Improper injector spray pattern
     

    Poor quality fuel
     

    Incomplete combustion
     

    Clogged air induction
     

    Defective injectors
     

    Improper equipment operation
     

    Low compression
     

    Worn Piston/Rings
     

    Poor engine performance
     

    Harmful deposits or sludge
     

    Increased wear
     

    Shortened oil life
     

    Lacquer formation
     

    Clogged oil filters
     

    Ensure fuel injectors are working properly
     

    Change oil
     

    Evaluate oil drain intervals
     

    Check compression
     

    Avoid excessive idling
     

    Check fuel quality
     

     Oxidation

     

    Lubricating oil in engines and other components combines with available oxygen under certain conditions to form harmful by-products. Heat, pressure, and catalyst materials accelerate the oxidation process. By-products of oxidation form lacquer deposits, corrode metal parts, and thicken oil beyond its ability to lubricate. Most lubricants contain additives that inhibit or retard the oxidation process.
     

    Differential infrared analysis offers the only direct means of measuring the level of oxidation in oil. Note: A new oil reference is required for accurate measurement of oxidation. Results are reported on an absorbance scale.
     

    Cause Effect Solution
     
    Overheating
     

    Extended oil drain interval
     

    Improper oil type/inhibitor additives
     

    Combustion by-products/blow-by
     

    Shortened equipment life
     

    Lacquer deposits
     

    Oil filter plugging
     

    Increased oil viscosity
     

    Corrosion of metal parts
     

    Increased operating costs
     

    Increased overall wear
     

    Decreased engine performance
     

    Use oil with oxidation inhibitor additives
     

    Shorten oil drain intervals
     

    Check operating temperature
     

    Evaluate equipment use vs. design
     

    Evaluate operating conditions
     

     Nitration

     

    Nitration products are formed during the fuel combustion process when combustion by-products enter the engine oil during normal operation or as a result of abnormal “blow-by” past the compression rings. These products, which are more common in oils used to lubricate natural gas- and propane- fueled engines, are highly acidic, create deposits, and accelerate oil oxidation. Infrared analysis represents the only method of accurately measuring nitration products in oil. Results are reported on an absorbance scale.
     

    Cause Effect Solution
     
    Improper crankcase scavenge
     

    Low operating temperature
     

    Defective seals
     

    Improper air/fuel ratio
     

    Abnormal blow-by
     

    Accelerated oxidation
     

    Nitrous oxides introduced into environment
     

    Acidic by-products formed
     

    Increased cylinder and valve train wear
     

    Oil thickening
     

    Combustion chamber deposits
     

    Increased Acid Number
     

    Increase operating temperature
     

    Check crankcase venting hoses and valves
     

    Ensure proper air/fuel mixture
     

    Perform compression check or cylinder leak-down test
     

     Total Acid Number (TAN)

     

    The total acid number is the quantity of acid or acid-like constituents in the lubricant. An increase in TAN from that of the new lubricant should be monitored. The TAN of new oil is not necessarily zero since oil additives can be acidic in nature. Increases in TAN usually indicate lube oxidation or contamination with water or an acidic product. TAN is an indicator of oil serviceability.
     

    Cause Effect Solution
     
    High-sulfur fuel
     

    Overheating
     

    Excessive blow-by
     

    Extended oil drain interval
     

    Improper oil type
     

    Corrosion of metallic components
     

    Promotes oxidation
     

    Oil degradation
     

    Oil thickening
     

    Additive Depletion
     

    Shorter oil drain intervals
     

    Verify correct oil type in service
     

    Check for overheating
     

    Check fuel quality
     

     Total Base Number (TBN)

     

    The total base number is an expression of the amount of alkaline additives in the lubricant that are capable of neutralizing the acid products of combustion. New oil starts with the highest TBN it will possess. During the time the lubricant is in service, the TBN decreases as the alkaline additives neutralize acids. TBN is an essential element in the establishment of oil drain intervals since it indicates whether the additives are still capable of providing sufficient engine protection. Most diesel engine manufacturers require the oil drained when its TBN reaches one-half or one-third its original value.
     

    Cause Effect Solution
     
    High-sulfur fuel
     

    Overheating
     

    Extended oil drain interval
     

    Improper oil type
     

    Increased acid no.
     

    Oil degradation
     

    Increased wear
     

    Corrosion of metal parts
     

    Acid build-up in oil
     

    Use low-sulfur fuel
     

    Follow manufacturer’s recommendations for oil drain interval, and decrease if engine is operated under severe conditions
     

    Verify TBN of new product/use correct oil type
     

    Change oil/top off with fresh oil
     

    Test fuel quality
     

     Particle Count

     

    Fluid cleanliness is critical in hydraulic and other systems where high fluid pressure and velocity are involved. Excessive fluid particulate contamination is a major cause of failure of hydraulic pumps, motors, valves, pressure regulators, and fluid controls. Failure due to excessive particulate contamination is normally segregated into three areas:
     

    Performance degradation
     

    Intermittent failure
     

    Catastrophic failure
     

    Particle count measurements allow the user to monitor hydraulic system contamination levels on a scheduled basis. Scheduled analysis of hydraulic fluid to include particle count is recommended by most equipment and hydraulic component manufacturers.

    Cause Effect Solution
     
    Water contamination
     

    Machining burrs
     

    Filling techniques
     

    Oil oxidation
     

    Contaminated new oil
     

    Worn wiper seals
     

    System generated debris
     

    Built in contamination
     

    Defective breather
     

    Performance degradation
     

    Intermittent failure
     

    Wear
     

    Plugging
     

    Leakage
     

    Pressure overshoot
     

    Momentary hesitation
     

    System failure
     

    Filter new oil
     

    Change hydraulic fluid
     

    Inspect/replace filters
     

    Check particle sizes
     

    System flushing at high pressure
     

    Check air breather
     

    Evaluate equipment vs. design
     

    Evaluate operating conditions
     

     Wear Metal / Elemental Analysis

     

    Elemental analysis is used to evaluate and quantify wear metal elements, additive elements and contamination elements. Wear metals are analyzed to pinpoint problem areas through trend analysis. By analyzing the additive elements, the oil type can be verified, i.e., hydraulic oil, transmission fluid, or engine oil. Contamination elements are reviewed to determine lubricant serviceability and to pinpoint causes of problems indicated by other test results.
     

    Following are the sources of the elements analyzed and their function in a component:
     

     Wear Metals

     
    ElementSourceFunction
    Iron (FE)Engine blocks, Gears, Rings, Bearings, Cylinder Walls, Cylinder Heads, RustBecause of its strength, iron is the base metal of steel in many parts of the engine. Since iron will rust, it is alloyed with other metals (i.e., Cr, Al, Ni) making steel.
    Chromium (Cr)Shafts, Rings, Chromate From Cooling SystemBecause of its strength and hardness, Chromium is used to plate rings and shafts that are usually mated with steel (softer). Chromium is also alloyed with iron (steel) for strength.
    Aluminum (Al)Bushings, Some Bearings, Pistons, Turbocharger, Compressor WheelsAluminum is a strong light-weight metal (smaller mass) that dissipates heat well and aids in heat transfer.
    Copper (Cu)Bearings, Bushings, Oil Coolers, RadiatorsCopper is utilized to wear first in order to protect other components. Copper conforms well so it is used to seat bearings to the crankshaft.
    Lead (Pb)Bearing Overlay, Leaded Gasoline ContaminationLead is a conforming material used to plate bearings. Lead will appear in new engines while the bearings are melding and conforming. If lead appears later, misalignment may be indicated.
    Chromium (Cr)Shafts, Rings, Chromate From Cooling SystemBecause of its strength and hardness, Chromium is used to plate rings and shafts that are usually mated with steel (softer). Chromium is also alloyed with iron (steel) for strength.
    Nickel (Ni)Valve Stems, Valve Guides, Ring Inserts on PistonsNickel is alloyed with iron in high strength steel used to make valve stems and guides.
    Silver (Ag)Bearing Cages (anti-friction bearings), Silver Solder, Turbocharger bearings and wrist pin bushings.Silver is used to plate some components because it conforms well, dissipates heat and reduces coefficient of friction.
    Tin (Sn)Bearings, PistonsTin is a conforming material used to plate and protect surfaces to facilitate break-in.
    Molybdenum (Mo)Piston rings, oil additivesMolybdenum is used as an alloy in some piston rings in the place of Chromium. Molybdenum is also used as a friction-reducing additive in some oils. Soluble Mo can be used as an antioxidant additive.
     

     Additive Elements

     

    Terms

    Detergent-Additive which keeps the engine clean at high operating temperature.
    Dispersant-Additive which keeps debris in suspension in the oil, controls deposits at moderate temperature.
    Anti-wear (AW)-Additive which provides a protective film.
    Extreme Pressure (EP)-Additive which provides a protective film in high-pressure areas.
    NOTE: While some elements indicated are additives they may at the same time be from elsewhere. For example Calcium the additive is NOT differentiated from Calcium taken in from road dust which may contain Calcium Chloride. One should always be aware of surprising increases in additive elements. They do NOT naturally increase.
     

    ElementFunction
    Zinc (ZN)AW, EP, Antioxidant
    Phosphorus (P)AW, EP, Antioxidant. Phosphorus is added to extreme pressure oils to provide a protective film. EP oils are characterized by high phosphorus and sulfur levels.
    Barium (Ba)Detergent. Barium is toxic and expensive but it is advantageous because it does not leave excessive ash residue.
    Sodium (Na), Calcium (Ca) and Magnesium (Mg)Alkaline (base) additives used to neutralize acids formed by products of combustion in engine oils. They also have some detergent qualities and corrosion inhibition.
    Boron (B)Inhibitor. Boron is also found as an additive in coolant as borate.
    Copper (Cu)Antioxidant. Copper is added to engine oils to prevent oxidation.
     

     Contaminant Elements

     
    ElementCause
    Sodium (Na)External Contamination, Coolant leak, salt in the air, Road Salt
    Silicon (Si)External (dirt), Additive, Sealants. Silicon can be an antifoam additive and from gasket material in the form of silicone.
    Potassium (K)Coolant leak. Potassium is a coolant additive, and its presence in oil is indicative of coolant contamination.
     
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